CHT to the reader down yonder who linked to a discussion in First Things in which Fr. NeuhausJoseph Bottum (CHT to readers for the correction) raises the question of science fiction as literature. Commening on a post at the Volokh Conspiracy, he writes:
There exists an intellectual defense of science fiction, but what’s interesting is that the query produced a hundred comments and, as near as I can tell, not one of them attempts the intellectual defense. What they pursue, instead, is a systematic assault on the notion of literature.
You can’t discount the American horror of appearing to be snob: Ordinary readers like science fiction, and we’re all just regular folk, after all. But what’s curious is the deployment of postmodern tropes: Some years ago, literature professors (of the MLA persuasion, anyway) turned against the whole idea of literature, the Volokh Conspiracy commenters note. So if even trained literary critics are unable to say what qualifies as literature, why can’t science fiction be literature?
There’s something a little odd in the use of this line by a group of lawyers and law professors who are known for their rejection of the postmodern turn in their own profession of law. Still, as an anti-intellectual argumentative strategy, it’s pretty smart: You get to deny that there is any specialized knowledge necessary for determining literature (“even the trained people don’t know what it is”), and at the same time you get to appeal to the authority of those specialists to promote your favorite reading.
But smart ain’t the same as intellectual. As I say, there is an intellectual defense of some genre writing. But—believing, as I did, that lawyers tend toward being natural intellectuals—I would have preferred to see the discussion begin with the acknowledgement that Homer, Virgil, Dante, Shakespeare, and Goethe produced literature. Now, does any science fiction stand near them?
As someone with pre-postmodern sympathies on a host of issues, I find myself sympathizing with Bottum when he looks askance at postmodern attempts to simply deconstruct the idea of literature. He’s quite right that Homer, Virgil, Dante, Shakespeare, and Goethe composed works that deserve unique commendation.
However, as a philosopher of the analytic tradition, I am also sensitive to the difficulties in defining what counts as literature, as well as the subjective difficulty of assessing what meets the criteria that could be proposed.
Unfortunately, Bottum plays his cards close to his vest and does not propose a definition for literature. He simply offers us a list of individuals he holds as having produced literature and asks us whether any works of science fiction "stand near them."
I can’t divine what standards our good divine might employ in assessing that question, but my initial inclination is to answer "Ask me again in five hundred years."
The list of luminaries Bottum cites is so stellar and so hallowed by centuries (except for Goethe) that one would have to display remarkable temerity to identify a recent science fiction author as a "new Homer" or a "new Virgil" or a "new Shakespeare" or even a "new Goethe."
By pointing to the cream of the literary crop–instead of literature of more modest means–Bottum has set the standard remarkably high, and diminished the ability of others to give him an answer. It would be easier if he identified 20th century figures who he regards as authors of literature, but by picking only authors whose works have stood the test of time, he makes it hard to offer comparisons with works that have not yet been subjected to the test of time.
We are thus without either a definition or a list of contemporary authors of literature, to which contemporary science fiction authors might be compared.
Having said that, I think that it is quite clear that science fiction–as well as genre fiction in general–can count as literature, however literature is defined. As evidence, I would offer the very list of literary luminaries that Bottum cites. Every one of them is known for producing works of literature that, if they were published today for the first time, would count as genre fiction.
Homer’s Iliad and Odyssey would both count as works of fantasy literature. So would Virgil’s Aeneid. So would the Divine Comedy. So would multiple plays by Shakespeare (Hamlet is a ghost story, Macbeth has witches, The Tempest is built around a wizard, and let’s not even go into the fantasy elements in A Midsummer Night’s Dream). Faust would also be classified as fantasy based on its subject matter.
So literature obviously does not exclude the fantastic, which is central to science fiction. Indeed, fantasy is often classed together with science fiction, but if one were to insist that the two categories must be distinguished such that science fiction must involve science or the future rather than the supernatural then it still seems there are works of science fiction that are clearly literature.
I won’t go so far as to proclaim a new Homer, but it strikes me that Mary Shelly’s Frankenstein: or, The Modern Prometheus and George Orwell’s 1984 both stand sufficiently near the works of the authors Bottum mentions to count as literature. Frankenstein, in particular, is well along in the process of standing the test of time and is likely to be with us five hundred years from now, quite possibly on an equal footing with Faust.
I’d also agree with the commenter who wrote:
Those who believe SF isn’t literature should read A Canticle for
Lebowitz or the work of Gene Wolfe or Tim Powers, not to mention
Tolkien.
It thus strikes me as possible to cite clear examples of science fiction that counts as literature, even given the vague guidance Bottum has offered us regarding what belongs in that class.
I am intrigued by Bottum’s statement that "There exists an intellectual defense of science fiction," which he later speaks of as if there is only one intellectual defense ("not one of them attempts the intellectual defense"). I am a bit perplexed by the fact that he does not seem willing to extend the same to genre fiction in general, saying that "there is an intellectual defense of some genre writing."
Unfortunately, Bottum is even more coy about what this defense might be than he is regarding what counts as literature.
Once again, I will not attempt to divine the mind of the divine, but I will offer the following thoughts:
1) If the inclusion of futuristic technology or situations is a sufficient condition for a work to count as science fiction, then it seems immediately apparent that science fiction can be literature for the simple reason that there will be literature in the future.
I don’t know that there will be another Homer or Shakespeare–their positions in the Western Canon have to do not only with the quality of their works but also with their place in the histories of the languages in which they wrote–but I suspect we will have future Goethes. In fact, I suspect we get several Goethes every century, it just takes time to recognize them.
If we then contemplate the first Goethe of the twenty-second century, writing in 2107, then even if he writes fiction that is purely realistic in terms of his own day, it will include elements that make it science fiction by our standards. This is true whether technology advances or not, whether we are living in a utopia or a dystopia or not, or whether we are living in a world that has slid back into barbarism.
This reveals to us the difference between subject matter (genre) and literary quality.
2) "Genre" and "literature" are two separate categories, just as "plot" and "literature" are two separate categories. There is no such thing as a literary plot; literature can use any plot. And there is no such thing as a literary genre; literature can be written in any genre.
Genre has to do with the subject matter that is found in a story. The Odyssey counts as fantasy because it has Odysseus going from island to island meeting fantastic beings and beset by gods. If you keep the exact same plot, with the same episodes and scenes, but change the details so that he’s going from planet to planet meeting fantastic beings and beset by aliens then the genre becomes science fiction.
Whether something counts as literature is not principally a judgment about subject matter. It is largely a judgment about quality. Nothing counts as literature if it is of poor quality. To be literature, it has to be good.
Some might want to stop there and say that the difference between literature and ordinary writing is simply the distinctive quality of literature. If it’s really, really good, it’s lit. Otherwise, not. But others might want to add other criteria.
Discerning what those criteria might be is difficult. One does not want to merely endorse the preferences or prejudices of a particular age, and so one must look across time–from Homer to Shakespeare to Goethe–and ask what indisputable works of literature have in common.
The differences between the works are vast. The Iliad does not read at all like The Sorrows of Young Werther, but a plausible criterion would be that works of literature engage the human condition in a particularly insightful way. This, indeed, may be the difference between literature and ordinary writing.
An ordinary comedy might be well-crafted and funny, and an ordinary romance might be well-crafted and entertaining, but Shakespeare’s comedies and romances go beyond that and allow us greater insight into the human condition.
That, incidentally, is what Frankenstein and 1984 do. Frankenstein isn’t just a creature story, and 1984 isn’t just a speculation on what life might be like thirty-six years after George Orwell wrote it.
If we accept the definition of literature as writing of high quality that is particularly insightful on the human condition (and I have no way of knowing if Bottum would accept this definition) the it seems clear that works of any genre can count as literature because there is no subject matter that of its nature prevents an author from writing well or displaying insight into the human condition.
It doesn’t matter whether the story is about a romance or the solving of a crime or the prosecution of a legal case or the efforts of a doctor to save lives or someone living in the Old West or someone living in the future. Unless you are prepared to say that there are no insights to be had on the condition of people in such situations then you must be prepared to say that such stories can tell us things about the human condition and thus potentially serve as literature.
Even something as "frivolous" as comedy can do that (note Shakespeare’s comedies), since humor is part of the human condition.
3) To apply the foregoing insight specifically to science fiction, it has often been pointed out that by using fantastic themes and situations, science fiction writers are able to hold up a unique mirror to the human condition and illuminate it from a different angle.
If you’ve got the ability to create life from non-living matter, as Dr. Frankenstein did, or if you can envision the playing out of social trends decades into the future, as George Orwell did, then you can throw light on aspects of the human condition that are hard to bring out in the confines of purely realistic literature.
The same applies if you put humans in a very different situation than the one they commonly find themselves in today. This can happen, for example, if you put them on another planet, or imagine them meeting another intelligent race. Or you might chuck the humans entirely and just think about what an alien race would be like and how it might be similar to and different from humanity.
In all of these ways, science fiction can hold up a mirror to mankind that let’s us look at its condition from a new angle.
4) Even more fundamentally, the senses of wonder and dread are themselves part of human nature, and science fiction allows us to express and explore these. It was wonder and dread that fired the ancient imagination and led to the creation of the gods and monsters of the classical age, as we find them in the Iliad and the Odyssey and the Aeneid. It was wonder and dread that led Shakespeare to put ghosts and witches and wizards in his stories. And it was wonder and dread that led Goethe to give literary form to a bargain with the devil.
What generates wonder and dread in us changes from age to age, and thus we find somewhat different elements of the fantastic in the writings of Homer and Shakespeare and Goethe. Today many find feelings of wonder and dread conjured in them by contemplating the science and technology that life thrusts upon us, or the thought of what the future will bring and how it will be different from today, or what other kinds of life may exist in God’s creation.
In contemplating all of these, we express a fundamental aspect of the human condition and exercise the gift of reason that God gave us, and despite the sniffing of those who are so in love with realistic fiction that they have lost the sense of preternatural wonder and dread, they can indeed find their place in human literature.
