“Substantial Observance”

Holysee  One of the interesting phrases in Paenitemini occurs in this norm:

II. 1. The time of Lent preserves its penitential character. The days of penitence to be observed under obligation throughout the Church are all Fridays and Ash Wednesday, that is to say the first days of "Grande Quaresima" (Great Lent), according to the diversity of the rites. Their substantial observance binds gravely.

So the substantial observance of the days of penitence binds gravely. What does that mean?

Clearly the inclusion of the word "substantial" is meant to qualify what is being said. (The word "substantial" is a qualifier. Duh!) Pope Paul VI could have simply said "Their observance binds gravely." But he didn't. He included the word "substantial."

This suggests that it would be possible to fail to observe the days of penitence in some lesser degree and it would not result in a grave sin.

This would not be worth pointing out if we were talking about people who forgot it was Friday and ordered a hamburger for lunch and ate it without realizing. In that case we have innocent ignorance preventing the commission of a mortal sin. 

It also would not be worth pointing out in the case of someone who forgot it was Friday, ordered a hamburger, and realized it was Friday only after having taken a bite out of it and then quickly swallowing the bite, not knowing what else to do. In that case we would have lack of full consent preventing the commission of a mortal sin.

Finally, it would not be worth talking about this in the case of necessity–e.g., someone with a medical condition–because the necessity would excuse from the obligation to observe the elements of penitential law they impinge on.

In the first two cases we would have mortal sin averted because one of the conditions needed for mortal sin (knowledge or deliberate consent) would be lacking. In the third case the obligation itself would cease.

So Paul VI could have simply said, "Their observance binds gravely," and the ordinary application of the principles of moral and pastoral theology would have allowed for inadvertent, non-deliberate, or necessary failures to observe the law to be non-grave.

But he included the word "substantial," suggesting that there could be some degree of knowing, deliberate, non-necessary failure to observe the penitential days and yet it would not result in mortal sin.

Only "substantial" failure to observe them would be grave matter and thus potentially mortally sinful.

Then there would be the question of whether substantial failure of a single day of penance or of the whole complex of penitential days would be gravely sinful.

So it's understandable that people would wonder exactly what Paul VI meant here. I haven't tried to determine the answer in detail, but I have noted that the inclusion of the word "substantial" is meant to have a softening effect, in keeping with Paul VI's overall relaxation of penitential discipline. I don't see how it could be otherwise since he could have just said, "Their observance binds gravely," and left it at that.

Oh, and here's . . . 

THE BIG RED DISCLAIMER: I'm just trying to explain the law here. That doesn't mean I personally favor the content of the law. I'm just trying to be clear and honest about what the law is. If you think my understanding of the law is wrong, fine. Feel free to show evidence to the contrary. If you don't like the law itself, feel free to say so, but bear in mind that I'm not the one who made the law.

Recently I was reading in Canon Law Digest, and in the volume (vol. 6) that covers the year Paenitemini was released (1966), I found a couple of items of interest.

The first is that, at the front of CLD's presentation of the norms of Paenitemini, there is a footnote which says,

A notable commentary by Bertrams on what constitutes substantial observance was published in L'Osservatore Romano of 20 Feb, 1966. See Note following the reference at the end of this document.

"Bertrams"–who is not otherwise identified except as a priest–I believe to be Wilhelm Bertrams, S.J., a noted canonist who taught for many years at the Greg and who was active in this period.

L'Osservatore Romano, at the time, was much more of a house organ than it is today. If something was printed in it, you could treat it as a significant indicator of the Holy See's thought. 

Now they'll take anything. Reviews of The Simpsons, top ten lists of rock albums, kissy-kissy pieces for President Obama, anything! They're so into being "hip" and "relevant" now that they've jettisoned their gravitas and converted from being a reliable indicator of Vatican thought to just an orthodox Catholic publication that the Vatican happens to own.

But back in 1966, publishing a commentary on a papal document in L'OR meant something–and it especially meant something if it appeared February 20th, just three days after Paenitemini was signed on February 17th. Given the lag between signing and publication, it very well may have appeared in the same issue of L'OR as a companion commentary on the main document (something the Holy See often does).

So let's look at what Fr. Bertrams said in his note:

We think that the word "substantial" was chosen designedly, especially in order the better to show the personal responsibility of each one before God, so that every one may practice penance in spirit and in truth, without insisting too much on the traditional distinctions of casuistry between grave and light matter in the violation of the law. Consequently, a single violation could not be considered a grave sin, but the repeated and habitual violation would certainly be grave.

Hence the more serious and sincere is the will to practice penance on the days and in the manner prescribed by the church, the less inclined one should be to consider a partial violation as grave. The more serious the reason which prevents the observance of the law, the less grave will be the transgression. If the reason is really proportionately grave, it is certain that all obligation ceases. This may occur in case of illness, where one cannot take other food because of infirmity, where meals must be taken in common, in travelling when there is no choice, and so on. but when these excuses occur, there remains the obligation of divine law to practice penance in some other way according to the particular condition of the person.

It is clear that Fr. Bertrams, and thus L'OR before it decided to try to be hip, sees Paenitemini as trying to get away from the traditional manual theology way of (e.g., "This particular violation would be light matter and so a venial sin; this other violation would be grave matter and thus could be a mortal sin"). Rather than having people try to cut the pie that way, the message is: Just be serious and sincere in your intent to observe the laws regarding penance and don't worry so much about an individual infraction. As long as you mean to do what the Church does, an individual infraction won't be mortal.

In the second paragraph, though, Bertrams starts talking about cases where there would be partially or fully excusing reasons, which would have applied even before Paenitemini, so this introduces an element of confusion.

Perhaps not surprisingly, a year later the Sacred Congregation for the Council (predecessor of the modern Congregation for Clergy) published a dubium on this issue, which is found in the same volume of Canon Law Digest:

Questions: I. Whether the substantial observance of days of penance, which is declared to be of grave obligation in the dispositive part of the Constitution Paenitemini, II, ยง 2, of 17 February, 1966, refers to the individual days of penance which are to be observed as a matter of obligation in the whole Church;

II. Or does it refer rather to the whole complexus of penitential days to be observed with the penances attached to them.

Replies: The S. C. of the council replied, with the approval of the Supreme Pontiff Paul VI:

I. In the negative.

II. In the affirmative; that is, one sins gravely against the law, who, without an excusing cause, omits a notable part, quantitative or qualitative, of the penitential observance which is prescribed as a whole.

Given at Rome 24 February 1967.

I find this less helpful than it could be, but it again seems to be backing off the idea of focusing attention away from the individual penitential day to the observance of penitential discipline as a whole. So if, "without an excusing cause, one omits a notable part . . . of the penitential observance which is prescribed as a whole"–not apparently on a individual day per Fr. Bertram and the answer to question I–then one sins gravely.

There is still a lot that is obscure here, but it does seem that by the inclusion of the word "substantial" before "observance," Paul VI was trying to do something encouraging people not to focus so much on the scrupulous fulfillment of particulars and more on the overall spirit of doing penance.

Author: Jimmy Akin

Jimmy was born in Texas, grew up nominally Protestant, but at age 20 experienced a profound conversion to Christ. Planning on becoming a Protestant seminary professor, he started an intensive study of the Bible. But the more he immersed himself in Scripture the more he found to support the Catholic faith, and in 1992 he entered the Catholic Church. His conversion story, "A Triumph and a Tragedy," is published in Surprised by Truth. Besides being an author, Jimmy is the Senior Apologist at Catholic Answers, a contributing editor to Catholic Answers Magazine, and a weekly guest on "Catholic Answers Live."

9 thoughts on ““Substantial Observance””

  1. I find the response to the dubium helpful, and understand it to mean that, for example, a person who eats meat on one Friday in Lent, even if he doesn’t have a particularly good reason to do so, does not sin gravely against the law.
    This may help someone to avoid scruples about whether our not his reason for eating meat on some one Friday of Lent is really a good and justifying reason. Of course there could still remain situations where a particular person might be inclined to scrupulousness (e.g., if he finds he has reasons to eat meat on half of the Fridays of Lent, and wonders whether they are good reasons), but it’s impossible for a law to avoid this possibility altogether.

  2. One criticism of Catholicism that you hear, especally in regard to Lent and Meatless Fridays and that sort of thing, is that it’s too focused on rules and authority and not enough on the spiritual aspect of things, so I can understand the idea that the Lenten rules – especially touching on whether or not a particular lack of observance is gravely sinful – might be somewhat intentionally vague in order to discourage the tendency to operate as close to “the line” as possible.
    You see the same thing in discussions on sex and dating. Who really thinks it a great idea to come up with a clear set of guidelines – a list – of what sort of touching is venial, and what is mortally sinful? Better to avoid that trap altogether and move the discussion onto the ground of simply maintaining a chaste attitude at all times.
    I can see why the Holy See would want to take the focus off the question of “At what precise point will a lack of observance send one to Hell, and at what point will it mean just stacking up extra time in Purgatory?” The thing is to have the intention and the desire to do penance as Christ, through His Church, has instructed us.
    So, when a child asks why we don’t eat meat on Fridays, the best answer will not be, “Because that’s what the Church says, and if you want to keep from burning in Hell, you will obey the rules.”.
    I wish the actual guidelines for fasting were clearer (and more strict), but I can see why the question of the sinfulness of a lack of observance would be approached in a less precise way.

  3. “Does anyone know if there is similar wording to the rules on the Sunday and holy day obligation?”

    There is not. That’s what makes the wording significant here.

  4. Enjoying your daily posting, Jimmy.
    For clarification, as my weak and slow mind is having trouble here: this is saying that ‘substantial’ failure to fulfill the penances required on Ash Wednesday and Lenten Fridays would be grave sins, not that missteps on daily Lenten penances c/would be grave, right? Or wrong?

  5. I think your first part gets the idea backwards. The Pope was saying our observances must be substantial. Therefore any observance that is less than substantial is a sin of omission.
    To my reading, the various updates on penitential rules in that period made the particular rules less burdensome, but actually challenged the laity to far greater and more meaningful voluntary penitential acts.
    Thus I am left wondering if it is actually now possible to fulfill the basic requirements of abstaining from meat, and yet fail to observe the days of penance in a truelly substantial way. In my household, we very often eat far better on meatless days, enjoying such things as grilled salmon. There is very little of substance to a penitential act such as this. In no way is this a sacrifice to my mind. Thus it seems there is a danger of observing these days in a rather insubstantial way, which to my reading is the actual violation one should be worried about.
    So, any thoughts?

  6. In the two dictionaries I checked, ‘substantial’ means having substance in its first meaning cited; in other words, a synonym of ‘substantive.’ Is this an official translation? – I wonder what the Latin says. Anyways, reading it out of context to mean ‘substantive’ certainly seems plausible. “Their substantive observence binds gravely.” would seem to be more restrictive than taking the word in the sense of ‘substantial amount’. In this new light, we have a reading where it would seem to simply say ‘the observence of Lent, in general, is gravely binding’. Again, that’s out of context, and I haven’t read the source, so that translation may not fit the inferred pattern.

  7. smf, I remember hearing Fr Mitch Pacwa say that meatless Fridays are not a burden to him as he enjoys so many meat-free meals, esp. of Middle Eastern origin. His point was that he needs to consider more deeply how to make the abstinence be penitential. Consider the vegetarians…eating meat would be more penitential to them!

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